More assurance, more trust: audit services for banks and other financial institutions. 

We audit banks, asset managers, fund management companies and insurance providers in Switzerland and Liechtenstein. As a FINMA- and FMA-recognised audit firm, we are deeply familiar with the regulatory requirements and industry-specific standards. Our audit teams operate independently and efficiently, with a clear focus on transparency, risk-based approaches and practical implementation. For us, compliance is essential – but earning the trust of your stakeholders is just as important when it comes to your financial reports.

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  • Regular and limited audits in accordance with the Swiss Code of Obligations / Swiss GAAP FER / IFRS
  • Audits in accordance with the Law on Persons and Companies (PGR)
  • Audits for occupational pension institutions
  • Anti-money laundering audits in accordance with AMLA / SPG
  • Due diligence audits
  • Audits in accordance with FinIA / FinIO / CISA / BankA / FinMIA
  • Regulatory audits in accordance with PSA / EMA / ISA / ICA / UCITSG / AIFMG / IUG
  • Licensing audits (FINMA / FMA)
  • Regulatory opinions on guarantee issues, product distribution, outsourcing, banking secrecy, data protection, reporting obligations, cross-border governance
  • Advice on the Qualified Intermediary (QI) regime
  • Advice on the implementation of the Foreign Account Tax Compliance Act (FATCA)
  • Advice on combating money laundering
  • Support with FINMA and FMA licensing procedures
  • Advice on the design and further development of risk management
  • Advice on the establishment and audit of internal control systems (ICS)
  • Assessment of internal regulations (e.g. regulations, directives, contracts, account-opening documents)
  • Auditing firm for banks
  • Auditing firm for securities dealers
  • Auditing firm for fintech institutions under the Banking Act
  • Auditing firm for fund management companies, asset managers and pension schemes
  • Auditing firm for collective capital investments / investment funds
  • Auditing firm for pension funds
  • Auditing firm for investment foundations
  • Auditor under the Liechtenstein Insurance Supervision Act (FL)
  • Regulatory auditor under the Payment Services Act and the E-Money Act (FL)
  • Accounting outsourcing
  • Adopting the role of Internal Audit
  • Adopting the role of Captive Compliance
Audit for financial service providers in Switzerland
Switzerland

Audit for financial service providers in Switzerland

As a FINMA-approved audit firm, we are familiar with the regulatory requirements and perform audits efficiently, independently and with clarity.

Audit for financial service providers in Liechtenstein
Liechtenstein

Audit for financial service providers in Liechtenstein

As FMA-approved audit experts, we guide you safely through statutory audit obligations and complex requirements.

    Audit Financial Services - Brochure

    Audit Financial Services - Brochure

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