More assurance, more trust: audit services for banks and other financial institutions.
We audit banks, asset managers, fund management companies and insurance providers in Switzerland and Liechtenstein. As a FINMA- and FMA-recognised audit firm, we are deeply familiar with the regulatory requirements and industry-specific standards. Our audit teams operate independently and efficiently, with a clear focus on transparency, risk-based approaches and practical implementation. For us, compliance is essential – but earning the trust of your stakeholders is just as important when it comes to your financial reports.
- Regular and limited audits in accordance with the Swiss Code of Obligations / Swiss GAAP FER / IFRS
- Audits in accordance with the Law on Persons and Companies (PGR)
- Audits for occupational pension institutions
- Anti-money laundering audits in accordance with AMLA / SPG
- Due diligence audits
- Audits in accordance with FinIA / FinIO / CISA / BankA / FinMIA
- Regulatory audits in accordance with PSA / EMA / ISA / ICA / UCITSG / AIFMG / IUG
- Licensing audits (FINMA / FMA)
- Regulatory opinions on guarantee issues, product distribution, outsourcing, banking secrecy, data protection, reporting obligations, cross-border governance
- Advice on the Qualified Intermediary (QI) regime
- Advice on the implementation of the Foreign Account Tax Compliance Act (FATCA)
- Advice on combating money laundering
- Support with FINMA and FMA licensing procedures
- Advice on the design and further development of risk management
- Advice on the establishment and audit of internal control systems (ICS)
- Assessment of internal regulations (e.g. regulations, directives, contracts, account-opening documents)
- Auditing firm for banks
- Auditing firm for securities dealers
- Auditing firm for fintech institutions under the Banking Act
- Auditing firm for fund management companies, asset managers and pension schemes
- Auditing firm for collective capital investments / investment funds
- Auditing firm for pension funds
- Auditing firm for investment foundations
- Auditor under the Liechtenstein Insurance Supervision Act (FL)
- Regulatory auditor under the Payment Services Act and the E-Money Act (FL)
- Accounting outsourcing
- Adopting the role of Internal Audit
- Adopting the role of Captive Compliance
Audit for financial service providers in Switzerland
As a FINMA-approved audit firm, we are familiar with the regulatory requirements and perform audits efficiently, independently and with clarity.
Audit for financial service providers in Liechtenstein
As FMA-approved audit experts, we guide you safely through statutory audit obligations and complex requirements.
