We audit banks, asset managers, fund management companies and insurance firms in Liechtenstein. As an audit firm recognized by the FMA, we are familiar with both local requirements and international standards. We support you in reliably meeting legal obligations and building trust with regulators and stakeholders — professionally, efficiently, and with deep industry expertise.

Our services at a glance

Services
For all companies
  •  Audits in accordance with the Law on Persons and Companies (PGR)
  • Due diligence audits
Banks/investment firms
  • Regulatory audits in accordance with BankA
Electronic money/payment institutions/
fintech
  • Regulatory audits in accordance with the E-Money Act (EMA)/Payment Services Act (PSA)
Insurance companies
  • Regulatory audits in accordance with Insurance Supervision Act
Asset managers 
  • Regulatory audits in accordance with the Asset Management Act
Funds/Fund managers/custodians of group assets/
  • Regulatory audits in accordance with UCITS Act/AIFM Act/Investment Undertakings Act (IUG)
Blockchain and crypto companies
  • Regulatory audits in accordance with the Electronic Money Act (EMA)/Payment Services Act (PSA)

Additional services in the area of Financial Services

For all companies

  • Adopting the role of Internal Audit

 

Banks/investment firms

  • Accounting outsourcing

 

Insurance companies

  • Accounting outsourcing
  • Adopting the role of Internal Audit
  • Adopting the role of Captive Compliance

 

Fund managers/custodians of group assets/asset managers 

  • Accounting outsourcing
  • Assessment of internal policies such as regulations, instructions, contracts, documents required when opening an account

  • Supervisory advice and assessment services, for example on liability issues, product range, outsourcing, banking secrecy/data protection, statutory reporting requirements, cross-border governance, the Qualified Intermediary (QI) regime and the Foreign Account Tax Compliance Act (FATCA) as well as how to combat money laundering

  • Advisory services when designing risk management systems and internal control systems (ICS)

Contact

Egon Hutter
Egon Hutter
Partner – Audit Financial Services
Schaan
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    Audit Financial Services - Brochure

    Audit Financial Services - Brochure

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