Are you looking for a suitable partner for your compliance training and continuing professional education?
Do you already have an established compliance training concept, but would like to train your employees on selected regulatory topics together with proven experts?
We offer the planning, organisation and delivery of individual training events tailored to your organisation—for you and your employees.
As a member of the European Economic Area, the Liechtenstein financial services sector adopts key European financial market regulations. This has a direct impact on the governance, compliance and risk structures of financial service providers. Against this backdrop, it is essential that employees not only understand regulatory requirements but are also able to apply them correctly in their day‑to‑day work, particularly in areas subject to increased supervisory scrutiny.
The training content is designed for different functions within financial service providers. It is aimed in particular at senior management, compliance and risk officers, as well as employees in client‑facing and process‑related roles whose activities have heightened regulatory relevance.
The focus and depth of the training are tailored to the respective roles, areas of responsibility and the specific business model of the institution.
Training concept
Our training events are typically designed as personal in-house workshops (on-site or virtual). Content is tailored to your business model, processes and employee roles (e.g., client advisory, operations, management). A key component of each workshop is addressing questions and practical cases from your day-to-day business to clarify uncertainties and ensure confident implementation in daily operations.
Typical training modules (depending on the institution and needs):
- Corporate governance, compliance, risk management and internal controls (ICS) – including the development of an auditable organisation manual and internal reporting lines
- AML/CFT under DDA/DDO (KYC, risk-based monitoring, documentation and escalation processes, suspicious activity reports to the FIU)
- Sanctions / embargoes (screening logic, processes, documentation and interfaces)
- Conduct of business and organisational obligations under the applicable EEA/special regime requirements (e.g., MiFID II logic: client segmentation, conflicts of interest, documentation and information obligations)
- Sustainable Finance / ESG (basic concepts, practical impacts on processes and documentation – insofar as relevant for your institution)
- Cross-border business risks: embedding cross-border risks into risk management, restrictions, country manuals and controls
As these events are individually tailored to you and your organisation, we are happy to take account of specific wishes regarding content, format and duration. The workshop can also be split into several sessions—for example, separately for client-facing teams, operations and management.
At the end of the event, each participant receives a certificate of attendance, so that training can be documented and evidenced in the context of audits and vis-à-vis relevant stakeholders.
Fees
As a rule, our fee is not dependent on the number of training participants. Instead, we offer our trainings as a package for all employees who should participate according to your specific requirements. Contact us for a non-binding quote.
